A key associate in the effort to defraud financial institutions out of $45 million is headed to prison, with a judge ...

A Michigan financial advisor charged with insurance fraud will stand trial, according to the Michigan Attorney General's office. Todd Bernstein, 67, of Birmingham, appeared in the 6th Circuit Court in ...

A former financial advisor in the Seattle area was sentenced to 32 months in prison Friday for a wire fraud scheme that stole $531,411 from a client’s trust account over roughly six years. Michael P.

Nearly eight out of every 10 RIAs surveyed listed wire fraud/crime/social engineering as a pressing corporate risk. Further, four out of 10 RIAs say application errors due to AI are a risk, according ...

A Long Island financial advisor facing fraud charges has now been charged with attempting to threaten and injure his alleged victims and witnesses, and of attempting to bribe law enforcement officials ...

Advisor exams and registrations are on pause as a bare-bones Securities and Exchange Commission focuses on market ...

Musician Calvin Harris has accused his longtime financial advisor of stealing $22.5 million in a bid to fund a "boondoggle" real estate scheme that was touted as a creative space for artists in Los ...